Category Archives: FinTech

Every state has its own laws defining the kinds of relationships that may exist between purchasers and brokers, and the duties of brokers to shoppers and members of the public. If the fees are sustained, the violator might be issued … Continue reading →

A wirehouse, like Fidelity Investments, can offer a broad range of providers to its customers, together with investment recommendation, market-making activities, and research publishing. On the other hand, an independent broker-dealer, like Edward Jones, may focus on offering customized advice … Continue reading →

A wirehouse, like Fidelity Investments, can offer a broad range of providers to its customers, together with investment recommendation, market-making activities, and research publishing. On the other hand, an independent broker-dealer, like Edward Jones, may focus on offering customized advice … Continue reading →